DFX Intelligence

J••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

J••••••••• L••

CRD 119111

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d0476f6-865c-2d58-02bd-34cadaa5a6d6

Data as of Jan 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Feb 7, 2012 to Jan 10, 2026
30 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

J••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $121M••• Locked
Discretionary RAUM: $121M
Private client RAUM: $121Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $121Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• G• B•••••	n/a	NEW YORK, NY	5	29	1	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
J••••••• F••• L•••	Other Private Fund	$2.6M	Mar 16, 2021	8	Feb 7, 2012	dropped	n/a
E•••• V••••••• L••	Venture Capital Fund	$594,398

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• J••••• G•	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	06/2000	Feb 7, 2012	Jan 10, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$121M	$104M	16.4%	$79.8M	14.9%	1	1	0	0

Relationships

Registered with (1)

← J•••• G• B•••••Advisorregistration: current employment
Feb 11, 2021 to presentfactForm ADV

Controls (1)

← B•••••• J••••• G•OwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 7, 2012 to Jan 10, 2024factForm ADV

Advises (2)

→ J••••••• F••• L•••Private fundOther Private Fund, IA, no longer reported
Feb 7, 2012 to Mar 16, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d0476f6-865c-2d58-02bd-34cadaa5a6d6
First observed: Feb 7, 2012
Last observed: Jan 10, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.