DFX Intelligence

J•• P••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor11 years in industry

J•• P••• T••••••••

Advisor at S•••••••• L••

FOSTER CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d059576-f0b3-6665-f4e6-aad8df99c036

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 9, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• L••	Independent wealth	Jul 10, 2026	n/a	yes	FOSTER CITY, CA	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Sep 18, 2024	Mar 19, 2026	no	CHICAGO, IL\|San Ramon, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	S•••••••• L••	Mar 19, 2026	Jul 10, 2026	113	Firm change	Ibd to RIA
R•• C•••••• M••••••• L••	H•••••••• A•••••••• L••	Sep 25, 2024	Sep 18, 2024

Relationships

Registered with (3)

→ S•••••••• L••Registered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 18, 2024 to Mar 19, 2026factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Feb 9, 2024 to Sep 25, 2024factForm ADV

Dated events

Occurred
Mar 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d059576-f0b3-6665-f4e6-aad8df99c036
First observed: Feb 9, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.