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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

LEE MICHAEL MURPHY

Advisor at OSAIC WEALTH, INC.

MORGAN HILL, CA | SAN JOSE, CA

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Search this name across graphsid dfx:ria:4d0d9946-7051-ebd3-9d78-0c43cff40cac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 29, 2011
First registration: Jan 12, 2012
Dual registered: yes, broker-dealer
Other names: LEE-MICHAEL MURPHY
IAPD individual key: 5852214

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	SAN JOSE, CA\|MORGAN HILL, CA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Mar 25, 2020	Jun 14, 2024	no	MORGAN HILL, CA\|MORGAN HILL, CA	Previous registration
RNP ADVISORY SERVICES, INC.	Former SEC adviser	Mar 22, 2018	Apr 7, 2020	no	MORGAN HILL, CA	Previous registration
RNP ADVISORY SERVICES, INC.	Former SEC adviser	Nov 20, 2014	Dec 31, 2017	no	MORGAN HILL, CA	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 12, 2012	Nov 18, 2014	no	SAN MATEO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
RNP ADVISORY SERVICES, INC.	SECURITIES AMERICA ADVISORS, INC.	Apr 7, 2020	Mar 25, 2020	-13	Firm change	RIA to ibd
SECURIAN FINANCIAL SERVICES, INC.	RNP ADVISORY SERVICES, INC.	Nov 18, 2014	Nov 20, 2014	2	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Mar 25, 2020 to Jun 14, 2024factForm ADV
→ RNP ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Mar 22, 2018 to Apr 7, 2020factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 12, 2012 to Nov 18, 2014factForm ADV

Dated events

No dated event names this entity yet.