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Advisor at CAPTRUST
Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Aug 22, 2022 | n/a | yes | Omaha, NE | Current employment |
| FRONTIER WEALTH MANAGEMENT, LLC | Former SEC adviser | May 14, 2020 | Oct 21, 2022 | no | Omaha, NE|LEAWOOD, KS | Previous registration |
| KARSTENS INVESTMENT COUNSEL, INC. | Former SEC adviser | Aug 21, 2009 | Mar 30, 2020 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FRONTIER WEALTH MANAGEMENT, LLC | Captrust | Oct 21, 2022 | Aug 22, 2022 | -60 | Firm change after gap | Other |
| KARSTENS INVESTMENT COUNSEL, INC. | FRONTIER WEALTH MANAGEMENT, LLC | Mar 30, 2020 | May 14, 2020 | 45 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144344:175112:KS:2022-10-21 | Oct 21, 2022 | Aug 22, 2022 | LEAWOOD, KS | Firm change after gap |
| 117977:144344:NE:2020-03-30 | Mar 30, 2020 | May 14, 2020 | OMAHA, NE | Firm change |