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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)42 years in industry

JAMES JOHN WILSON

Advisor at OSAIC WEALTH, INC.

FAYETTEVILLE, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Sep 29, 1983
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1030311

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 24, 2025	n/a	yes	FAYETTEVILLE, NC	Current employment
OSAIC FS, INC.	Former SEC adviser	Apr 3, 2006	Jan 24, 2025	no	FAYETTEVILLE, NC\|FAYETTEVILLE, NC	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Sep 25, 2003	Jan 18, 2006	no	FAYETTEVILLE, NC	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Dec 31, 2001	Jul 21, 2003	no	FAYETTEVILLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	OSAIC WEALTH, INC.	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
NEW ENGLAND SECURITIES CORPORATION	OSAIC FS, INC.	Jan 18, 2006	Apr 3, 2006	75	Firm change	Other
PRINCIPAL SECURITIES, INC.	NEW ENGLAND SECURITIES CORPORATION	Jul 21, 2003	Sep 25, 2003	66	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Apr 3, 2006 to Jan 24, 2025factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 25, 2003 to Jan 18, 2006factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 31, 2001 to Jul 21, 2003factForm ADV

Dated events

No dated event names this entity yet.