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RIA / WealthAdvisor25 years in industry

CHARLES JOSEPH ELSE

Advisor at OSBORNE PARTNERS

SAN FRANCISCO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSBORNE PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S65
First exam: May 25, 2001
First registration: Jan 23, 2001
Dual registered: no
Other names: CHUCK ELSE
IAPD individual key: 4372469

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSBORNE PARTNERS	Independent wealth	Jun 3, 2011	n/a	yes	SAN FRANCISCO, CA	Current employment
STONE & YOUNGBERG LLC	Former SEC adviser	Jan 4, 2007	Oct 15, 2007	no	SAN FRANCISCO, CA	Previous registration
S & Y ASSET MANAGEMENT LLC	n/a	Sep 25, 2006	Oct 15, 2007	no	SAN FRANCISCO, CA	Previous registration
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Sep 5, 2006	Sep 25, 2006	no	SAN FRANCISCO, CA\|CORTE MADERA, CA	Previous registration
FISHER INVESTMENTS	Independent wealth	Jan 23, 2001	Jan 7, 2005	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S & Y ASSET MANAGEMENT LLC	STONE & YOUNGBERG LLC	Oct 15, 2007	Jan 4, 2007	-284	Firm change after gap	Other
STONE & YOUNGBERG LLC	OSBORNE PARTNERS	Oct 15, 2007	Jun 3, 2011	1,327	Firm change after gap	Other
WEDBUSH SECURITIES INC.	S & Y ASSET MANAGEMENT LLC	Sep 25, 2006	Sep 25, 2006	0	Firm change	Other
FISHER INVESTMENTS	WEDBUSH SECURITIES INC.	Jan 7, 2005	Sep 5, 2006	606	Firm change after gap	Other

Relationships

Registered with (5)

→ OSBORNE PARTNERSRegistered adviserregistration: current employment
Jun 3, 2011 to presentfactForm ADV
→ S & Y ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 25, 2006 to Oct 15, 2007factForm ADV
→ STONE & YOUNGBERG LLCRegistered adviserregistration: previous registration
Jan 4, 2007 to Oct 15, 2007factForm ADV
→ WEDBUSH SECURITIES INC.Registered adviserregistration: previous registration
Sep 5, 2006 to Sep 25, 2006factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jan 23, 2001 to Jan 7, 2005factForm ADV

Dated events

No dated event names this entity yet.