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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SWAN CAPITAL

SWAN CAPITAL, LLC, CRD 305793

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d15b091-7271-697f-d14c-77ec524e2a37

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 2
Observed: Mar 28, 2023 to Sep 10, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Swan Capital

Private equity manager · shared crd

Real Estate Fundsidentity

Swan Capital

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.09 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $351MItem 5.F on the latest filing (2026-09-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $351M
Private client RAUM: $321MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $58.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 21
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,344
Individual clients: 593
High net worth clients: 74
Custody, client assets: $30.8M
SEC number: 801-127762
CRD: 305793
Filings on the tape: 15
First filed: Mar 28, 2023
Latest filed: Sep 10, 2026
Organised: Limited Liability Company, FL
Website: pinterest.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANDREW SCOTT MCNAIR	n/a	PENSACOLA, FL	6	14	3	no
Lucas Paul Juery	n/a	PENSACOLA, FL	4	11	n/a	no
Jamie Lee Via	n/a	PENSACOLA, FL	1	11	1	no
William Moy	n/a	PENSACOLA, FL	1	10	1	no
Jacob Daniel Adam Hawkins	n/a	PENSACOLA, FL	0	11	n/a	no
Arthur Lima d'El Rei Fraga	n/a	PENSACOLA, FL	0	12	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CYGNET FUND 2024, LP	Private Equity Fund	$13.5M	Nov 25, 2024	90	Nov 25, 2024	reported	021-504638
CYGNET FUND, LP	Real Estate Fund	$13.0M	Nov 25, 2024	52	Mar 28, 2023	reported	021-463510

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCNAIR, ANDREW, SCOTT	MANAGER AND CCO	E	yes	09/2019	Mar 28, 2023	Nov 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SWAN CAPITAL INSURANCE, LLC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Daphne	Al	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$351M	$351M	21	6	1	6	n/a
2024	Mar 28, 2025	$269M	$269M	21	4	1	2	n/a
2023	Mar 27, 2024	$191M	$191M	13	2	1	1	$13.0M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$351M	$269M	30.7%	n/a	n/a	21	21	1	1

Relationships

Registered with (8)

← Arthur Lima d'El Rei FragaAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← Jacob Daniel Adam HawkinsAdvisorregistration: current employment
Dec 16, 2025 to presentfactForm ADV
← William MoyAdvisorregistration: current employment
Jun 18, 2025 to presentfactForm ADV
← Jamie Lee ViaAdvisorregistration: current employment
Mar 20, 2025 to presentfactForm ADV
← Lucas Paul JueryAdvisorregistration: current employment
Jul 27, 2022 to presentfactForm ADV
← ANDREW SCOTT MCNAIRAdvisorregistration: current employment
Dec 6, 2019 to presentfactForm ADV
← Michael John MealyAdvisorregistration: previous registration
Apr 1, 2024 to Jun 25, 2024factForm ADV
← EVAN MICHAEL HIPPAdvisorregistration: previous registration
Jun 28, 2023 to Oct 4, 2023factForm ADV

Advises (2)

→ CYGNET FUND, LPPrivate fundReal Estate Fund, IA
Mar 28, 2023 to presentfactForm ADV
→ CYGNET FUND 2024, LPPrivate fundPrivate Equity Fund, IA
Nov 25, 2024 to presentfactForm ADV

Controls (1)

← MCNAIR, ANDREW, SCOTTOwnerMANAGER AND CCO, ownership code E, individual
Mar 28, 2023 to Nov 25, 2024factForm ADV

Dated events

Occurred
Jun 25, 2024
Advisor changed firm
Michael John Mealy left Swan Capital for Charles Schwab & Co., Inc. (registered 2024-07-19)
Form ADVobserved 4 days ago
Occurred
Oct 4, 2023
Advisor changed firm
Evan Michael Hipp left Swan Capital for Cetera Investment Advisers Llc (registered 2024-01-06)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2023
First Form ADV filing
Swan Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d15b091-7271-697f-d14c-77ec524e2a37
First observed: Mar 28, 2023
Last observed: Sep 10, 2026 9 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SWAN CAPITAL

SWAN CAPITAL, LLC, CRD 305793

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d15b091-7271-697f-d14c-77ec524e2a37

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANDREW SCOTT MCNAIR

n/a

PENSACOLA, FL

Lucas Paul Juery

n/a

PENSACOLA, FL

n/a

Jamie Lee Via

n/a

PENSACOLA, FL

William Moy

n/a

PENSACOLA, FL

Jacob Daniel Adam Hawkins

n/a

PENSACOLA, FL

n/a

Arthur Lima d'El Rei Fraga

n/a

PENSACOLA, FL

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CYGNET FUND 2024, LP

Private Equity Fund

$13.5M

Nov 25, 2024

reported

021-504638

CYGNET FUND, LP

Real Estate Fund

$13.0M

Nov 25, 2024

Mar 28, 2023

reported

021-463510

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCNAIR, ANDREW, SCOTT

MANAGER AND CCO

yes

09/2019

Mar 28, 2023

Nov 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SWAN CAPITAL INSURANCE, LLC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Daphne

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$351M

n/a

2024

Mar 28, 2025

$269M

n/a

2023

Mar 27, 2024

$191M

$13.0M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$351M

$269M

30.7%

n/a