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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

KENNETH JOHN SAUNDERS

Advisor at OSAIC WEALTH, INC.

St. Petersburg, FL | CORAL SPRINGS, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 29, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 2, 1986
First registration: Jun 29, 1999
Dual registered: yes, broker-dealer
Other names: KENNETH JOHN SAUNDERS
IAPD individual key: 1481528

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	St. Petersburg, FL\|CORAL SPRINGS, FL	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 9, 2017	Jun 14, 2024	no	CORAL SPRINGS, FL\|CORAL SPRINGS, FL	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Oct 31, 2013	Oct 26, 2017	no	CORAL SPRINGS, FL\|ST. PETERSBURG, FL	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jan 13, 2005	Nov 5, 2013	no	LYNNFIELD, MA\|CORAL SPRINGS, FL\|GILFORD, NH	Previous registration
EASTERN POINT ADVISORS INC.	n/a	Jun 29, 1999	Dec 31, 2004	no	CORAL SPRINGS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	SECURITIES AMERICA ADVISORS, INC.	Oct 26, 2017	Nov 9, 2017	14	Firm change	Other
INVESTORS CAPITAL ADVISORY	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Nov 5, 2013	Oct 31, 2013	-5	Firm change	Other
EASTERN POINT ADVISORS INC.	INVESTORS CAPITAL ADVISORY	Dec 31, 2004	Jan 13, 2005	13	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29604:110518:FL:2017-10-25	Oct 26, 2017	Nov 9, 2017	ST PETERSBURG, FL	Firm change

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 9, 2017 to Jun 14, 2024factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Oct 31, 2013 to Oct 26, 2017factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jan 13, 2005 to Nov 5, 2013factForm ADV
→ EASTERN POINT ADVISORS INC.Registered adviserregistration: previous registration
Jun 29, 1999 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.