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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

RIVERROCK ASSET MANAGEMENT LLC

CRD 147691

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d24426b-8ca3-5b31-b410-733360d503dd

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 11
On other graphs: 1
Observed: Mar 31, 2023 to Apr 1, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Riverrock Asset Management LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
Private funds: 4Schedule D 7.B(1)
Custody, client assets: $126M
SEC number: 801-127848
CRD: 147691
Filings on the tape: 13
First filed: Mar 31, 2023
Latest filed: Apr 1, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RRIF VII, LP	Other Private Fund	$61.3M	Nov 4, 2024	49	Mar 31, 2023	reported	021-363006
RRIF VI, LP - QP SERIES 1	Other Private Fund	$53.9M	Nov 4, 2024	138	Mar 31, 2023	reported	021-256855
RRIF VI, LP - QC SERIES 2	Other Private Fund	$27.7M	Nov 4, 2024	47	Mar 31, 2023	reported	021-256855
RRIF V, LP	Other Private Fund	$5.6M	Jan 8, 2024	98	Mar 31, 2023	reported	021-225402
RIVERROCK LONGEVITY FUND I, LP	Other Private Fund	$5.3M	Nov 4, 2024	2	Jan 30, 2024	reported	021-482911

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
OSBORNE, JONATHAN, MALLINCKRODT	MANAGING MEMBER	C	yes	05/2007	Mar 31, 2023	Nov 4, 2024
RENEGADE CAPITAL GP, LLC	SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC	E	yes	04/2008	Mar 31, 2023	Nov 4, 2024
SIEGEL, GABRIEL, MILES	MANAGING MEMBER	C	yes	05/2007	Mar 31, 2023	Nov 4, 2024
SIEGEL, GABRIEL, MILES	CHIEF COMPLIANCE OFFICER	Na	yes	07/2024	Mar 31, 2023	Nov 4, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RIVERROCK LONGEVITY FUND I GP, LLC	n/a	n/a	n/a	N	yes	n/a
RRIM VI, LLC	n/a	n/a	n/a	N	yes	n/a
RRIM VII, LLC	n/a	n/a	n/a	N	yes	n/a
RRIM VIII, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 1, 2026	$0	$0	5	5	4	n/a
2024	Mar 31, 2025	$126M	$126M	5	5	4	n/a
2023	Mar 12, 2024	$148M	$148M	7	7	4	$148M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$126M	-100.0%	n/a	n/a	5	5	0	0

Relationships

Advises (5)

→ RRIF VI, LP - QP SERIES 1Private fundOther Private Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ RRIF VII, LPPrivate fundOther Private Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ RRIF VI, LP - QC SERIES 2Private fundOther Private Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ RIVERROCK LONGEVITY FUND I, LPPrivate fundOther Private Fund, IA
Jan 30, 2024 to presentfactForm ADV
→ RRIF V, LPPrivate fundOther Private Fund, IA
Mar 31, 2023 to presentfactForm ADV

Affiliated with (1)

← TEXAS FIRST INVESTMENT MANAGEMENT COMPANYRegistered adviserother investment adviser
factForm ADV

Controls (3)

← SIEGEL, GABRIEL, MILESOwnerMANAGING MEMBER, ownership code C, individual
Mar 31, 2023 to Nov 4, 2024factForm ADV
← OSBORNE, JONATHAN, MALLINCKRODTOwnerMANAGING MEMBER, ownership code C, individual
Mar 31, 2023 to Nov 4, 2024factForm ADV
← RENEGADE CAPITAL GP, LLCOwnerSOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC, ownership code E, domestic entity
Mar 31, 2023 to Nov 4, 2024factForm ADV

Registered with (3)

← ANTHONY JAMES ANNINOAdvisorregistration: previous registration
Jan 15, 2020 to Jan 5, 2024factForm ADV
← James Timothy HickeyAdvisorregistration: previous registration
Sep 11, 2008 to Jul 23, 2015factForm ADV
← BARBARA PAIGEAdvisorregistration: previous registration
Nov 1, 2012 to Nov 16, 2012factForm ADV

Dated events

Occurred
Apr 1, 2026
Regulatory AUM changed
Riverrock Asset Management Llc reported RAUM $0, down 100% from $126.0M (2025-03-31 to 2026-04-01)
Form ADVobserved 6 days ago
$-126M
Occurred
Jul 26, 2024
Control person left
Elizabeth Amy Springs (Chief Compliance Officer/General Counsel) no longer on Schedule A of Riverrock Asset Management Llc (listed 2024-05-16, absent 2024-07-26)
Form ADVobserved 6 days ago
Occurred
Mar 12, 2024
Control person left
Mollie Valerie Coffey (Chief Operating Officer) no longer on Schedule A of Riverrock Asset Management Llc (listed 2024-01-30, absent 2024-03-12)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2024
Control person left
James Anthony Annino (Manager/Ceo) no longer on Schedule A of Riverrock Asset Management Llc (listed 2024-01-08, absent 2024-01-30)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2024
Control person left
Denny Mathew (Chief Underwriting Officer) no longer on Schedule A of Riverrock Asset Management Llc (listed 2024-01-08, absent 2024-01-30)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2024
Control person left
Lee Michelle Siler (Controller) no longer on Schedule A of Riverrock Asset Management Llc (listed 2024-01-08, absent 2024-01-30)
Form ADVobserved 6 days ago
Occurred
Jan 5, 2024
Advisor changed firm
Anthony James Annino left Riverrock Asset Management Llc for Sealight Capital Llc (registered 2024-10-29)
Form ADVobserved 6 days ago
Occurred
May 16, 2023
Control person joined
Denny Mathew (Chief Underwriting Officer) appeared on Schedule A of Riverrock Asset Management Llc
Form ADVobserved 6 days ago
Occurred
May 16, 2023
Control person joined
Mollie Valerie Coffey (Chief Operating Officer) appeared on Schedule A of Riverrock Asset Management Llc
Form ADVobserved 6 days ago
Occurred
May 16, 2023
Control person joined
Michelle Siler (Controller) appeared on Schedule A of Riverrock Asset Management Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
First Form ADV filing
Riverrock Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d24426b-8ca3-5b31-b410-733360d503dd
First observed: Mar 31, 2023
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIVERROCK ASSET MANAGEMENT LLC

CRD 147691

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d24426b-8ca3-5b31-b410-733360d503dd

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:21 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RRIF VII, LP

Other Private Fund

$61.3M

Nov 4, 2024

Mar 31, 2023

reported

021-363006

RRIF VI, LP - QP SERIES 1

Other Private Fund

$53.9M

Nov 4, 2024

138

Mar 31, 2023

reported

021-256855

RRIF VI, LP - QC SERIES 2

Other Private Fund

$27.7M

Nov 4, 2024

Mar 31, 2023

reported

021-256855

RRIF V, LP

Other Private Fund

$5.6M

Jan 8, 2024

Mar 31, 2023

reported

021-225402

RIVERROCK LONGEVITY FUND I, LP

Other Private Fund

$5.3M

Nov 4, 2024

Jan 30, 2024

reported

021-482911

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

OSBORNE, JONATHAN, MALLINCKRODT

MANAGING MEMBER

yes

05/2007

Mar 31, 2023

Nov 4, 2024

RENEGADE CAPITAL GP, LLC

SOLE MEMBER OF RIVERROCK ASSET MANAGEMENT LLC

yes

04/2008

Mar 31, 2023

Nov 4, 2024

SIEGEL, GABRIEL, MILES

MANAGING MEMBER

yes

05/2007

Mar 31, 2023

Nov 4, 2024

SIEGEL, GABRIEL, MILES

CHIEF COMPLIANCE OFFICER

yes

07/2024

Mar 31, 2023

Nov 4, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RIVERROCK LONGEVITY FUND I GP, LLC

n/a

yes

n/a

RRIM VI, LLC

n/a

yes

n/a

RRIM VII, LLC

n/a

yes

n/a

RRIM VIII, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

n/a

2024

Mar 31, 2025

$126M

n/a

2023

Mar 12, 2024

$148M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$126M

-100.0%

n/a