DFX Intelligence

H•••• S••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

H•••• S••••• T•••••••

Advisor at L•• F•••••••• L••

FORT MILL, SC | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:4d24ee90-0a9f-7c91-0094-b886227cf24b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 31, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 7, 2022	n/a	yes	CHARLOTTE, NC\|FORT MILL, SC	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	May 31, 2018	Jan 19, 2022	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	L•• F•••••••• L••	Jan 19, 2022	Jan 7, 2022	-12	Firm change	Wirehouse to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:6413:NC:2022-01-19	Jan 19, 2022	Jan 7, 2022	CHARLOTTE, NC	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 7, 2022 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 31, 2018 to Jan 19, 2022factForm ADV

Dated events

Occurred
Jan 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d24ee90-0a9f-7c91-0094-b886227cf24b
First observed: May 31, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.