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Advisor at COMMONWEALTH FINANCIAL NETWORK
Lake Mary, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Feb 17, 2025 | n/a | yes | Lake Mary, FL | Current employment |
| CERTIFIED ADVISORY CORP | Independent wealth | Sep 1, 2022 | Mar 12, 2025 | no | ALTAMONTE SPRINGS, FL | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 13, 2018 | Apr 20, 2022 | no | BOSTON, MA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Dec 17, 2010 | Jul 13, 2018 | no | THE VILLAGES, FL|ALTAMONTE SPRINGS, FL|TAMPA, FL|ALTAMONTE SPRINGS, FL|ALTAMONTE SPRINGS, FL | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Aug 1, 2006 | Sep 14, 2010 | no | LONGWOOD, FL|ORLANDO, FL|LONGWOOD, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CERTIFIED ADVISORY CORP | COMMONWEALTH FINANCIAL NETWORK | Mar 12, 2025 | Feb 17, 2025 | -23 | Firm change | RIA to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | CERTIFIED ADVISORY CORP | Apr 20, 2022 | Sep 1, 2022 | 134 | Firm change | Ibd to RIA |
| STRATEGIC ADVISERS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| EAGLE STRATEGIES LLC | STRATEGIC ADVISERS LLC | Sep 14, 2010 | Dec 17, 2010 | 94 | Firm change | Other |