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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HOLLAND & CO LLC

CRD 107046

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d2e494a-191b-6592-3e4e-9f01f8224d33

Data as of Dec 6, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2011 to Dec 6, 2019
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $31.2MItem 5.F on the latest filing (2019-12-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $31.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-49394
CRD: 107046
Filings on the tape: 10
First filed: Dec 22, 2011
Latest filed: Dec 6, 2019
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOLLAND, MICHAEL, FRANCIS	MANAGING MEMBER	E	yes	06/1995	Dec 22, 2011	Dec 6, 2019
TSELEPIS, TANA, ELEANOR	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	no	09/2004	Dec 22, 2011	Dec 6, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Dec 6, 2019	$31.2M	$31.2M	2	1	0	n/a	n/a
2018	Dec 7, 2018	$32.1M	$32.1M	2	1	0	n/a	n/a
2017	Dec 20, 2017	$31.6M	$31.6M	2	1	0	n/a	n/a
2016	Dec 20, 2016	$30.8M	$30.8M	2	1	n/a	n/a	n/a
2015	Dec 21, 2015	$29.4M	$29.4M	2	1	n/a	n/a	n/a
2014	Dec 11, 2014	$31.3M	$31.3M	2	1	n/a	n/a	n/a
2013	Dec 20, 2013	$28.7M	$28.7M	2	1	n/a	n/a	n/a
2012	Dec 20, 2012	$27.7M	$27.7M	2	1	n/a	n/a	n/a
2011	Dec 22, 2011	$26.6M	$26.6M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$31.2M	$32.1M	-2.7%	$30.8M	0.4%	2	2	0	0

Relationships

Controls (1)

← HOLLAND, MICHAEL, FRANCISOwnerMANAGING MEMBER, ownership code E, individual
Dec 22, 2011 to presentfactForm ADV

Owns (1)

← TSELEPIS, TANA, ELEANOROwnerVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 22, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d2e494a-191b-6592-3e4e-9f01f8224d33
First observed: Dec 22, 2011
Last observed: Dec 6, 2019 82 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HOLLAND & CO LLC

CRD 107046

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d2e494a-191b-6592-3e4e-9f01f8224d33

Data as of Dec 6, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOLLAND, MICHAEL, FRANCIS

MANAGING MEMBER

yes

06/1995

Dec 22, 2011

Dec 6, 2019

TSELEPIS, TANA, ELEANOR

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

09/2004

Dec 22, 2011

Dec 6, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Dec 6, 2019

$31.2M

n/a

2018

Dec 7, 2018

$32.1M

n/a

2017

Dec 20, 2017

$31.6M

n/a

2016

Dec 20, 2016

$30.8M

n/a

2015

Dec 21, 2015

$29.4M

n/a

2014

Dec 11, 2014

$31.3M

n/a

2013

Dec 20, 2013

$28.7M

n/a

2012

Dec 20, 2012

$27.7M

n/a

2011

Dec 22, 2011

$26.6M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$31.2M

$32.1M

-2.7%

$30.8M

0.4%