DFX Intelligence

J•••• J•••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

J•••• J•••• G•••••••

Advisor at O••• W••••• A•••••••• L••

Jericho, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• W••••• A•••••••• L••	Independent wealth	Jan 18, 2019	n/a	yes	Jericho, NY	Current employment
M••••• S••••••	Wirehouse	Oct 23, 2009	Jan 29, 2019	no	GREAT NECK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	O••• W••••• A•••••••• L••	Jan 29, 2019	Jan 18, 2019	-11	Firm change	Wirehouse to new firm
C•••••••• G••••• M•••••• I•••	M••••• S••••••	Nov 19, 2009	Oct 23, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:289759:NY:2019-01-22	Jan 29, 2019	Jan 18, 2019	GREAT NECK, NY	Firm change

Relationships

Registered with (5)

→ O••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 18, 2019 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 23, 2009 to Jan 29, 2019factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 29, 2007 to Nov 19, 2009factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 21, 2004
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.