T••••• Y•

Advisor at I•• W••••• M••••••••• L••

CHICAGO, IL | Boca Raton, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d34c8f5-cae6-f65d-d05a-0d26b204d0f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Mar 13, 2026	n/a	yes	CHICAGO, IL\|Boca Raton, FL	Current employment
I•• W••••• M••••••••• L••	Bd affiliated wealth	Aug 3, 2020	Dec 31, 2025	no	Boca Raton, FL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	I•• W••••• M••••••••• L••	Jul 27, 2020	Aug 3, 2020	7	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ I•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 3, 2020 to Dec 31, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 22, 2019 to Jul 27, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d34c8f5-cae6-f65d-d05a-0d26b204d0f5
First observed: Feb 22, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.