DFX Intelligence

C••• I••••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C••• I••••••••• A••••••• L••

CRD 287852

COLUMBUS, OH

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Search this name across graphsid dfx:ria:4d361f24-effa-78bc-ce1f-db13663b3ad5

Data as of Jun 17, 2019 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 9
On other graphs: 1
Observed: Mar 31, 2017 to Jun 17, 2019
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

C••• I••••••••• A••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $663M••• Locked
Discretionary RAUM: $663M
Private client RAUM: $655Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••• L••••••••• A••••••••• L••	Real Estate Fund	$116M	Jun 17, 2019	100	Aug 12, 2017	reported	021-222725
C••• G••••• V••• A••••••••• L••	Real Estate Fund	$72.2M	Jun 17, 2019

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• J••••••• A•••	MANAGING MEMBER	E	yes	12/2015	Mar 31, 2017	Jun 17, 2019
C••••••••• J••••••• A•••	CHIEF COMPLIANCE OFFICER	Na	yes	02/2017	Mar 31, 2017	Jun 17, 2019

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••• C•••••• P••••••• L••	n/a	n/a	n/a	Y	yes	n/a
C••• F••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 28, 2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$663M	$658M	0.6%	n/a	n/a	10	10	1	1

Relationships

Advises (19)

→ C••• R••• E••••• C•••••• O••••••••• F••• I• L•Private fundReal Estate Fund, ERA
Mar 31, 2018 to presentfactForm ADV
→ C••• R••• E••••• F••• I•• L•••Private fundReal Estate Fund, ERA
Mar 19, 2021 to presentfactForm ADV
→ C••• W•••••• A••••••••• L••Private fundReal Estate Fund, IA
Aug 12, 2017 to presentfactForm ADV
→ C••• G••••• V••• A••••••••• L••

Dated events

Occurred
May 1, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
May 1, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
May 1, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
May 1, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d361f24-effa-78bc-ce1f-db13663b3ad5
First observed: Mar 31, 2017
Last observed: Jun 17, 2019 88 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.