DFX Intelligence

C•••• L•• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

C•••• L•• G•••••••••

Advisor at F•••• F••••••••

MINNEAPOLIS, MN | WAUSAU, WI

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Search this name across graphsid dfx:ria:4d3795a7-4ba9-f953-fdb4-e8d71104dcd4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 25, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• F••••••••	Independent wealth	May 27, 2016	n/a	yes	WAUSAU, WI\|MINNEAPOLIS, MN	Current employment
S•• I••••••••• I•••	Former SEC adviser	Mar 6, 2014	May 20, 2016	no	WAUSAU, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• I•••	F•••• F••••••••	May 20, 2016	May 27, 2016	7	Firm change	Other
S•••••••• F••••••••• I•••	S•• I••••••••• I•••	Mar 7, 2014	Mar 6, 2014

Relationships

Registered with (3)

→ F•••• F••••••••Registered adviserregistration: current employment
May 27, 2016 to presentfactForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Mar 6, 2014 to May 20, 2016factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jul 9, 2012 to Mar 7, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d3795a7-4ba9-f953-fdb4-e8d71104dcd4
First observed: Jul 9, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.