DFX Intelligence

B•••••• I••••••••• M••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

B•••••• I••••••••• M••••••• L••

CRD 317943

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d39f247-5f34-6f1d-a3c6-fda93470b4d2

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 10
On other graphs: 0
Observed: Sep 7, 2022 to Jun 30, 2026
12 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

••• Locked

Dated 2026-06-30 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceJun 30, 2026 · seen 8 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $722M••• Locked
Discretionary RAUM: $722M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $722Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••••• M••	Chartered Financial Analyst	SAN FRANCISCO, CA \| Pflugerville, TX	0	23	1	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••••• M••••••••• A•••• M••••• F••• L•••	Hedge Fund	$31.6M	Jun 30, 2026	18	Jan 25, 2023	reported	021-464358
B•••••• U•• I••••• F•••• L••	Other Private Fund	$0	Jun 28, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• M••••••• L••	M••••••	Na	yes	02/2022	Sep 7, 2022	Mar 27, 2024
B•••••• A•••• M••••••••• I•••	Member	E	yes	02/2022	Sep 7, 2022	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•• M••••••• L••	n/a	n/a	n/a	Y	yes	n/a
B•••••• M••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	5	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$722M	$67.8M	965.4%	$17.5M	245.7%	26	11	1	1

Relationships

Advises (2)

→ B•••••• M••••••••• A•••• M••••• F••• L•••Private fundHedge Fund, IA
Jan 25, 2023 to presentfactForm ADV
→ B•••••• U•• I••••• F•••• L••Private fundOther Private Fund, IA
Sep 7, 2022 to presentfactForm ADV

Registered with (1)

← J••••••• M••Advisorregistration: current employment
Oct 14, 2025 to presentfactForm ADV

Controls (6)

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$221M
Occurred
Jun 30, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jun 30, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d39f247-5f34-6f1d-a3c6-fda93470b4d2
First observed: Sep 7, 2022
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.