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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

EVAUGHN ROSE BRANHAM-FERRERO

Advisor at LPL FINANCIAL LLC

WOOD DALE, IL | SCHAUMBURG, IL

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Search this name across graphsid dfx:ria:4d4ac77a-b2aa-8b10-049f-3e4600abfef6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 24, 1996
First registration: Feb 15, 2000
Dual registered: yes, broker-dealer
Other names: EVAUGHN ROSE BRANHAMFERRERO|EVAUGHN B. FERRERO
IAPD individual key: 2745481

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 23, 2025	n/a	yes	WOOD DALE, IL\|SCHAUMBURG, IL	Current employment
WINTRUST INVESTMENTS	Former SEC adviser	Dec 20, 2016	Jan 23, 2025	no	WOOD DALE, IL\|CHICAGO, IL\|SCHAUMBURG, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Aug 19, 2016	no	BENSENVILLE, IL\|BENSENVILLE, IL\|BENSENVILLE, IL\|BENSENVILLE, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Oct 1, 2012	no	BENSENVILLE, IL\|BENSENVILLE, IL\|BENSENVILLE, IL\|BENSENVILLE, IL\|ELK GROVE VILLAGE, IL\|CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Feb 15, 2000	Jul 6, 2005	no	BENSENVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WINTRUST INVESTMENTS	LPL FINANCIAL LLC	Jan 23, 2025	Jan 23, 2025	0	Bulk transfer	RIA to ibd
J.P. MORGAN SECURITIES LLC	WINTRUST INVESTMENTS	Aug 19, 2016	Dec 20, 2016	123	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ WINTRUST INVESTMENTSRegistered adviserregistration: previous registration
Dec 20, 2016 to Jan 23, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Aug 19, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Oct 1, 2012factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 15, 2000 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.