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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

Adam Shane Breazeale

Advisor at SCHWAB WEALTH ADVISORY, INC.

Orlando, FL | Panama City Beach, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Nov 16, 2007
First registration: Sep 15, 2009
Dual registered: yes, broker-dealer
Other names: ADAM S BREAZEALE|Adam SHANE BREAZEALE|KEVIN SHANE BREAZEALE
IAPD individual key: 5420490

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 17, 2023	n/a	yes	Panama City Beach, FL\|Orlando, FL	Current employment
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Nov 27, 2018	Feb 1, 2021	no	Orlando, FL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Dec 14, 2017	Oct 5, 2018	no	KNOXVILLE, TN\|MURFREESBORO, TN\|MURFREESBORO, TN\|MURFREESBORO, TN\|SMYRNA, TN\|NASHVILLE, TN\|NASHVILLE, TN\|ANTIOCH, TN\|KNOXVILLE, TN\|KNOXVILLE, TN	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Aug 29, 2016	Dec 12, 2017	no	WAVERLY, IA\|Franklin, TN	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 15, 2009	Jun 28, 2016	no	CAMPBELL, CA\|WALNUT CREEK, CA\|FRANKLIN, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIFTH THIRD SECURITIES, INC.	SCHWAB WEALTH ADVISORY, INC.	Oct 5, 2018	Nov 27, 2018	53	Firm change	Ibd to ibd
CUNA BROKERAGE SERVICES, INC.	FIFTH THIRD SECURITIES, INC.	Dec 12, 2017	Dec 14, 2017	2	Firm change	Other
STRATEGIC ADVISERS LLC	CUNA BROKERAGE SERVICES, INC.	Jun 28, 2016	Aug 29, 2016	62	Firm change	Other

Relationships

Registered with (4)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Nov 27, 2018 to Feb 1, 2021factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Dec 14, 2017 to Oct 5, 2018factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Aug 29, 2016 to Dec 12, 2017factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 15, 2009 to Jun 28, 2016factForm ADV

Dated events

No dated event names this entity yet.