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J••• M••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

J••• M••• T•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Gainesville, GA

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Search this name across graphsid dfx:ria:4d4eb707-4e0d-1524-a509-be6d1f069339

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 31, 2022	n/a	yes	Gainesville, GA	Current employment
C••••••• • C••• I•••	Former SEC adviser	Nov 3, 2010	Nov 3, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• • C••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Nov 3, 2022	Oct 31, 2022	-3	Firm change	Ibd to ibd
N••••• F•••••••• S•••••••• I•••	C••••••• • C••• I•••	Nov 4, 2010

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
13905:149018:GA:2022-11-03	Nov 3, 2022	Oct 31, 2022	GAINESVILLE, GA	Firm change

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 2, 2009 to Mar 24, 2010factForm ADV
→ C••••••• • C••• I•••Registered adviserregistration: previous registration
Nov 3, 2010 to Nov 3, 2022factForm ADV
→ N••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 25, 2010 to Nov 4, 2010factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviser

Dated events

Occurred
Nov 3, 2022
Advisor changed firm
J••• M••• T••••• left C••••••• • C••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-10-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d4eb707-4e0d-1524-a509-be6d1f069339
First observed: Mar 8, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.