DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

TIM DAVID HAKES

Advisor at PRIME CAPITAL FINANCIAL

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d501863-8867-c1f8-3d74-6fc5d5c4a5d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 29, 1994
First registration: May 27, 2003
Dual registered: yes, broker-dealer
Other names: TIM HAKES|TIMOTHY DAVID HAKES
IAPD individual key: 2399374

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Jun 29, 2017	n/a	yes	OVERLAND PARK, KS	Current employment
FIDUCIARY INVESTMENT TRUSTS, LLC	Former SEC adviser	Jul 20, 2018	Apr 21, 2023	no	OVERLAND PARK, KS	Previous registration
MASON JAMES ASSET MANAGEMENT, INC.	n/a	Dec 16, 2003	Dec 31, 2006	no	OVERLAND PARK , KS	Previous registration
LAWING FINANCIAL INC	Former SEC adviser	May 27, 2003	Dec 5, 2017	no	OVERLAND PARK, KS\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDUCIARY INVESTMENT TRUSTS, LLC	n/a	Apr 21, 2023	n/a	n/a	Departure no registered destination	Departure
LAWING FINANCIAL INC	MASON JAMES ASSET MANAGEMENT, INC.	Dec 5, 2017	Dec 16, 2003	-5,103	Firm change after gap	Other
MASON JAMES ASSET MANAGEMENT, INC.	PRIME CAPITAL FINANCIAL	Dec 31, 2006	Jun 29, 2017	3,833	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
117178:118329:KS:2017-11-28	Dec 5, 2017	Dec 16, 2003	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (4)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Jun 29, 2017 to presentfactForm ADV
→ FIDUCIARY INVESTMENT TRUSTS, LLCRegistered adviserregistration: previous registration
Jul 20, 2018 to Apr 21, 2023factForm ADV
→ LAWING FINANCIAL INCRegistered adviserregistration: previous registration
May 27, 2003 to Dec 5, 2017factForm ADV
→ MASON JAMES ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 16, 2003 to Dec 31, 2006factForm ADV

Dated events

Occurred
Apr 21, 2023
Advisor departed, no destination yet
Tim David Hakes no longer registered at Fiduciary Investment Trusts, Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d501863-8867-c1f8-3d74-6fc5d5c4a5d7
First observed: May 27, 2003
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TIM DAVID HAKES

Advisor at PRIME CAPITAL FINANCIAL

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d501863-8867-c1f8-3d74-6fc5d5c4a5d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PRIME CAPITAL FINANCIAL

Mixed wealth

Jun 29, 2017

n/a

yes

OVERLAND PARK, KS

Current employment

FIDUCIARY INVESTMENT TRUSTS, LLC

Former SEC adviser

Jul 20, 2018

Apr 21, 2023

OVERLAND PARK, KS

Previous registration

MASON JAMES ASSET MANAGEMENT, INC.

n/a

Dec 16, 2003

Dec 31, 2006

OVERLAND PARK , KS

Previous registration

LAWING FINANCIAL INC

Former SEC adviser

May 27, 2003

Dec 5, 2017

OVERLAND PARK, KS|OVERLAND PARK, KS|OVERLAND PARK, KS

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIDUCIARY INVESTMENT TRUSTS, LLC

n/a

Apr 21, 2023

n/a

Departure no registered destination

Departure

LAWING FINANCIAL INC

MASON JAMES ASSET MANAGEMENT, INC.

Dec 5, 2017

Dec 16, 2003

-5,103

Firm change after gap

Other

MASON JAMES ASSET MANAGEMENT, INC.

PRIME CAPITAL FINANCIAL

Dec 31, 2006

Jun 29, 2017

3,833

Firm change after gap

Other

Team

Left

Joined

From

Kind

117178:118329:KS:2017-11-28

Dec 5, 2017

Dec 16, 2003

OVERLAND PARK, KS

Firm change after gap