T•• D•••• R•••

Advisor at P•••••••• S••••••••• I•••

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d51241e-2d68-a6e1-218c-143b2a7d10f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 19, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Nov 3, 2023	n/a	yes	PHOENIX, AZ	Current employment
E•••••••• A•••••••• L••	National bd RIA	Feb 2, 2022	Mar 24, 2023	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	P•••••••• S••••••••• I•••	Mar 24, 2023	Nov 3, 2023	224	Firm change	Ibd to ibd
A••••••• F•••••••• A•••••••• L••	E•••••••• A•••••••• L••	Feb 3, 2022	Feb 2, 2022

Relationships

Registered with (4)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 2, 2022 to Mar 24, 2023factForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 26, 2019 to Feb 3, 2022factForm ADV
→ P•••••••• A•••••••

Dated events

Occurred
Mar 24, 2023
Advisor changed firm
T•• D•••• R••• left E•••••••• A•••••••• L•• for P•••••••• S••••••••• I••• (registered 2023-11-03)
Form ADVobserved 7 days ago
Occurred
Feb 3, 2022
Advisor changed firm
T•• D•••• R••• left A••••••• F•••••••• A•••••••• L•• for E•••••••• A•••••••• L•• (registered 2022-02-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d51241e-2d68-a6e1-218c-143b2a7d10f9
First observed: Jul 19, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.