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Advisor at LPL FINANCIAL LLC
VESTAVIA HILLS, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 26, 2020 | n/a | yes | VESTAVIA HILLS, AL | Current employment |
| HORIZONS FINANCIAL GROUP, INC. | Former SEC adviser | Jan 7, 2008 | Mar 25, 2020 | no | BIRMINGHAM, AL | Previous registration |
| TRIAD ADVISORS, LLC | Former SEC adviser | Jun 2, 2006 | Jan 8, 2008 | no | BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jun 11, 2002 | Jun 3, 2006 | no | BIRMINGHAM, AL|Birmingham, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORIZONS FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Mar 25, 2020 | Mar 26, 2020 | 1 | Firm change | Other |
| TRIAD ADVISORS, LLC | HORIZONS FINANCIAL GROUP, INC. | Jan 8, 2008 | Jan 7, 2008 | -1 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | TRIAD ADVISORS, LLC | Jun 3, 2006 | Jun 2, 2006 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 135432:6413:AL:2020-03-25 | Mar 25, 2020 | Mar 26, 2020 | BIRMINGHAM, AL | Firm change |