DFX Intelligence

W••••••••• C•••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

W••••••••• C•••••• P••••••• L••

CRD 167801

NEW YORK, NY

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Search this name across graphsid dfx:ria:4d5b1680-11ad-a3d4-96d5-2f83deaefe5e

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 13
On other graphs: 0
Observed: May 15, 2013 to Mar 24, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $99.3M••• Locked
Discretionary RAUM: $99.3M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••••••• C• E••••••• M••••• F•••• L••	Hedge Fund	$537M	Mar 19, 2024	17	Mar 13, 2017	dropped	021-278647
W••••••••• C• M••••• F••• L•••	Hedge Fund	$522M	Mar 19, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• E••••••	SOLE MANAGING MEMBER/MANAGING PARTNER	E	yes	12/2009	May 15, 2013	Mar 19, 2024
K•••• A•••••• M•	CHIEF COMPLIANCE OFFICER	Na	yes	01/2020	Jan 29, 2020	Mar 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••••••• C•••••• ••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$99.3M	$771M	-87.1%	$2.0B	-63.0%	4	10	0	0

Relationships

Advises (7)

→ W••••••••• C• C••••• P••••••• L•Private fundHedge Fund, IA
Mar 24, 2026 to presentfactForm ADV
→ W••••••••• C• S••••• M••••• F••• L•••Private fundHedge Fund, IA, no longer reported
Aug 18, 2022 to Mar 19, 2024factForm ADV
→ W••••••••• C• M••••• F••• L•••Private fundHedge Fund, IA, no longer reported
May 15, 2013 to Mar 19, 2024factForm ADV
→ P• M•••••• F•••• S••• • S••••••••• P•••••••• 4•

Dated events

Occurred
Mar 24, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-671M
Occurred
Mar 24, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-1.2B
Occurred
Mar 24, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$99.3M
Occurred
Mar 24, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d5b1680-11ad-a3d4-96d5-2f83deaefe5e
First observed: May 15, 2013
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.