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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Middletown, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 10, 2015 | n/a | yes | Middletown, CT | Current employment |
| GLOBAL PORTFOLIO STRATEGIES, INC. | Former SEC adviser | Oct 23, 2006 | Oct 14, 2013 | no | HARTFORD, CT | Previous registration |
| PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. | n/a | Feb 1, 2005 | Apr 30, 2005 | no | HARTFORD, CT | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Jan 10, 2005 | no | HARTFORD, CT | Previous registration |
| QUICK & REILLY, INC. | n/a | Dec 4, 2002 | Oct 20, 2004 | no | HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL PORTFOLIO STRATEGIES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 14, 2013 | Sep 10, 2015 | 696 | Firm change after gap | Other |
| PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. | GLOBAL PORTFOLIO STRATEGIES, INC. | Apr 30, 2005 | Oct 23, 2006 | 541 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. | Jan 10, 2005 | Feb 1, 2005 | 22 | Firm change | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |