This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$1.2MItem 5.F on the latest filing (2016-12-15); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.2M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

2

Advisory employees

1

Accounts

9

SEC number

801-100411

CRD

175071

Filings on the tape

10

First filed

Jun 16, 2015

Latest filed

Dec 15, 2016

Organised

Limited Liability Company, Illinois

• Occurred

  Jun 16, 2015
  First Form ADV filing

  Falcon Capital Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4d6caef8-574e-1aff-d9da-a2f050d02a63

First observed

Jun 16, 2015

Last observed

Dec 15, 2016 118 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.