This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$288MItem 5.F on the latest filing (2026-02-23); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$288M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

2

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

5

SEC number

801-15538

CRD

109668

Filings on the tape

16

First filed

Feb 23, 2012

Latest filed

Feb 23, 2026

Organised

Corporation, CA

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4d6ec8e8-6db6-a21b-5a11-43aa102f0628

First observed

Feb 23, 2012

Last observed

Feb 23, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.