DFX Intelligence

D•••• R•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D•••• R•••••• S••••

Advisor at V••••••• A•••••••• I•••

MALVERN, PA

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Search this name across graphsid dfx:ria:4d722dd0-9912-8733-efa4-dc0a86666c20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Oct 20, 2025	n/a	yes	MALVERN, PA	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Mar 1, 2022	Aug 15, 2022	no	Plymouth Meeting, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	V••••••• A•••••••• I•••	Aug 15, 2022	Oct 20, 2025	1,162	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 20, 2025 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 1, 2022 to Aug 15, 2022factForm ADV

Dated events

Occurred
Aug 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d722dd0-9912-8733-efa4-dc0a86666c20
First observed: Mar 1, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.