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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

PNMAC CAPITAL MANAGEMENT, LLC

PENNYMAC CAPITAL MANAGEMENT, LLC, CRD 147101

WESTLAKE VILLAGE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d73005f-0453-7a33-e25c-613bbf0cd53a

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 18
On other graphs: 0
Observed: Nov 22, 2011 to Feb 17, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $21BItem 5.F on the latest filing (2026-02-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $21B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 44
Advisory employees: 37
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Custody, client assets: $21B
SEC number: 801-69113
CRD: 147101
Filings on the tape: 33
First filed: Nov 22, 2011
Latest filed: Feb 17, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PNMAC MORTGAGE OPPORTUNITY FUND INVESTORS, LLC	Hedge Fund	$11.2M	Jun 15, 2018	22	Nov 22, 2011	dropped	021-123119
MORTGAGE OPPORTUNITY (OFFSHORE) FUND, LTD.	Other Private Fund	$5.7M	Jun 15, 2018	5	Mar 28, 2016	dropped	021-130346

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ELBAUM, MARK, EVAN	SENIOR MANAGING DIRECTOR, STRATEGIC INITIATIVES	Na	yes	10/2024	Oct 18, 2024	Oct 18, 2024
JONES, DOUG, EDWARD	PRESIDENT AND CHIEF MORTGAGE BANKING OFFICER	Na	yes	03/2021	Mar 17, 2021	Oct 18, 2024
PENNYMAC FINANCIAL SERVICES, INC	Member	D	yes	11/2013	Mar 28, 2014	Oct 18, 2024
PENNYMAC FINANCIAL SERVICES, INC.	Shareholder	E	yes	11/2018	Mar 21, 2019	Oct 18, 2024
PEROTTI, DANIEL, STANLEY	SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER	Na	yes	01/2021	Mar 17, 2021	Oct 18, 2024
PNMAC HOLDINGS, INC.	Member	C	yes	11/2018	Mar 21, 2019	Oct 18, 2024
PRIVATE NATIONAL MORTGAGE ACCEPTANCE COMPANY, LLC	PARENT COMPANY	E	yes	03/2008	Nov 22, 2011	Oct 18, 2024
SPECTOR, DAVID, ALAN	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	Na	yes	03/2008	Nov 22, 2011	Oct 18, 2024
STARK, DEREK, WILLIAM	SENIOR MANAGING DIRECTOR, CHIEF LEGAL OFFICER AND SECRETARY	Na	yes	03/2015	Mar 26, 2015	Oct 18, 2024
ZANDPOUR, DERRICK	CHIEF COMPLIANCE OFFICER	Na	yes	07/2019	Jul 15, 2019	Oct 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TOWNSGATE INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LAS VEGAS	Nv	United States	5	no
FORT WORTH	TX	United States	3	no
Phoenix	Az	United States	2	no
Plano	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 17, 2026	$21B	$21B	44	37	1	n/a	n/a
2024	Mar 14, 2025	$14B	$14B	86	65	4	n/a	n/a
2023	Mar 15, 2024	$13B	$13B	81	66	5	n/a	n/a
2022	Mar 15, 2023	$14B	$14B	68	52	4	n/a	n/a
2021	Mar 17, 2022	$14B	$14B	83	62	4	n/a	n/a
2020	Mar 17, 2021	$11B	$11B	88	67	4	n/a	n/a
2019	Mar 25, 2020	$12B	$12B	70	49	0	n/a	n/a
2018	Mar 21, 2019	$7.8B	$7.8B	57	40	0	n/a	n/a
2017	Mar 12, 2018	$5.6B	$5.6B	70	65	0	2	$16.9M
2016	Mar 29, 2017	$180M	$180M	65	65	n/a	2	$95.2M
2015	Mar 28, 2016	$233M	$233M	54	54	n/a	2	$151M
2014	Mar 26, 2015	$426M	$426M	38	38	n/a	1	$156M
2013	Mar 28, 2014	$560M	$560M	44	44	n/a	1	$217M
2012	Mar 28, 2013	$630M	$630M	39	39	n/a	1	$267M
2011	Mar 27, 2012	$729M	$729M	n/a	n/a	n/a	1	$349M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$21B	$14B	48.2%	$14B	15.3%	44	86	1	4

Relationships

Affiliated with (1)

← BLACKROCK (HONG KONG) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Controls (9)

← SPECTOR, DAVID, ALANOwnerCHAIRMAN AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 22, 2011 to Oct 18, 2024factForm ADV
← ELBAUM, MARK, EVANOwnerSENIOR MANAGING DIRECTOR, STRATEGIC INITIATIVES, ownership code NA, individual
Oct 18, 2024 to Oct 18, 2024factForm ADV
← STARK, DEREK, WILLIAMOwnerSENIOR MANAGING DIRECTOR, CHIEF LEGAL OFFICER AND SECRETARY, ownership code NA, individual
Mar 26, 2015 to Oct 18, 2024factForm ADV
← ZANDPOUR, DERRICKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 15, 2019 to Oct 18, 2024factForm ADV
← PEROTTI, DANIEL, STANLEYOwnerSENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 17, 2021 to Oct 18, 2024factForm ADV
← JONES, DOUG, EDWARDOwnerPRESIDENT AND CHIEF MORTGAGE BANKING OFFICER, ownership code NA, individual
Mar 17, 2021 to Oct 18, 2024factForm ADV
← PENNYMAC FINANCIAL SERVICES, INCOwnerMEMBER, ownership code D, domestic entity
Mar 28, 2014 to Oct 18, 2024factForm ADV
← PNMAC HOLDINGS, INC.OwnerMEMBER, ownership code C, domestic entity
Mar 21, 2019 to Oct 18, 2024factForm ADV
← PRIVATE NATIONAL MORTGAGE ACCEPTANCE COMPANY, LLCOwnerPARENT COMPANY, ownership code E, domestic entity
Nov 22, 2011 to Oct 18, 2024factForm ADV

Advises (2)

→ MORTGAGE OPPORTUNITY (OFFSHORE) FUND, LTD.Private fundOther Private Fund, IA, no longer reported
Mar 28, 2016 to Jun 15, 2018factForm ADV
→ PNMAC MORTGAGE OPPORTUNITY FUND INVESTORS, LLCPrivate fundHedge Fund, IA, no longer reported
Nov 22, 2011 to Jun 15, 2018factForm ADV

Dated events

Occurred
Feb 17, 2026
Regulatory AUM changed
Pnmac Capital Management, Llc reported RAUM $21.3B, up 48% from $14.4B (2025-10-01 to 2026-02-17)
Form ADVobserved 5 days ago
$6.9B
Occurred
Oct 18, 2024
Control person left
Herbert Hsi-Tung William Chang (Senior Managing Director And Chief Capital Markets Officer) no longer on Schedule A of Pnmac Capital Management, Llc (listed 2024-03-15, absent 2024-10-18)
Form ADVobserved 5 days ago
Occurred
Oct 18, 2024
Control person joined
Evan Mark Elbaum (Senior Managing Director, Strategic Initiatives) appeared on Schedule A of Pnmac Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 15, 2023
Control person left
Vandad Fartaj (Senior Managing Director And Chief Investment Officer) no longer on Schedule A of Pnmac Capital Management, Llc (listed 2022-03-17, absent 2023-03-15)
Form ADVobserved 5 days ago
Occurred
Mar 15, 2023
Control person joined
Herbert Hsi-Tung William Chang (Senior Managing Director And Chief Investment Officer) appeared on Schedule A of Pnmac Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 17, 2022
Control person left
Sehoon Andrew Chang (Senior Managing Director And Chief Operating Officer) no longer on Schedule A of Pnmac Capital Management, Llc (listed 2021-03-31, absent 2022-03-17)
Form ADVobserved 5 days ago
Occurred
Mar 17, 2021
Control person left
Paul Jeffrey Grogin (Senior Managing Director And Chief Enterprise Operations Officer) no longer on Schedule A of Pnmac Capital Management, Llc (listed 2020-03-25, absent 2021-03-17)
Form ADVobserved 5 days ago
Occurred
Mar 17, 2021
Control person joined
Stanley Daniel Perotti (Senior Managing Director And Chief Financial Officer) appeared on Schedule A of Pnmac Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 17, 2021
Control person joined
Doug Jones (President And Chief Mortgage Banking Officer) appeared on Schedule A of Pnmac Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 25, 2020
Regulatory AUM changed
Pnmac Capital Management, Llc reported RAUM $11.8B, up 51% from $7.8B (2019-07-15 to 2020-03-25)
Form ADVobserved 5 days ago
$4.0B
Occurred
Mar 25, 2020
Control person joined
Vandad Fartaj (Senior Managing Director And Chief Investment Officer) appeared on Schedule A of Pnmac Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 25, 2020
Control person left
Lee Stanford Kurland (Executive Chairman) no longer on Schedule A of Pnmac Capital Management, Llc (listed 2019-07-15, absent 2020-03-25)
Form ADVobserved 5 days ago
Occurred
Jul 15, 2019
Control person left
Dewey Anne Mccallion (Senior Managing Director And Chief Enterprise Operations Officer) no longer on Schedule A of Pnmac Capital Management, Llc (listed 2019-03-21, absent 2019-07-15)
Form ADVobserved 5 days ago
Occurred
Jul 15, 2019
Control person left
M Jocelyn Dalkin (Chief Compliance Officer) no longer on Schedule A of Pnmac Capital Management, Llc (listed 2019-03-21, absent 2019-07-15)
Form ADVobserved 5 days ago
Occurred
Jul 15, 2019
Control person joined
Derrick Zandpour (Chief Compliance Officer) appeared on Schedule A of Pnmac Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 21, 2019
Regulatory AUM changed
Pnmac Capital Management, Llc reported RAUM $7.8B, up 39% from $5.6B (2018-09-27 to 2019-03-21)
Form ADVobserved 5 days ago
$2.2B
Occurred
Mar 21, 2019
Control person left
Scott Jonathon Jacobson (Member) no longer on Schedule A of Pnmac Capital Management, Llc (listed 2018-09-27, absent 2019-03-21)
Form ADVobserved 5 days ago
Occurred
Jan 16, 2018
Regulatory AUM changed
Pnmac Capital Management, Llc reported RAUM $5.9B, up 3187% from $180.0M (2017-03-29 to 2018-01-16)
Form ADVobserved 5 days ago
$5.7B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d73005f-0453-7a33-e25c-613bbf0cd53a
First observed: Nov 22, 2011
Last observed: Feb 17, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PNMAC CAPITAL MANAGEMENT, LLC

PENNYMAC CAPITAL MANAGEMENT, LLC, CRD 147101

WESTLAKE VILLAGE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d73005f-0453-7a33-e25c-613bbf0cd53a

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:13 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PNMAC MORTGAGE OPPORTUNITY FUND INVESTORS, LLC

Hedge Fund

$11.2M

Jun 15, 2018

Nov 22, 2011

dropped

021-123119

MORTGAGE OPPORTUNITY (OFFSHORE) FUND, LTD.

Other Private Fund

$5.7M

Jun 15, 2018

Mar 28, 2016

dropped

021-130346

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ELBAUM, MARK, EVAN

SENIOR MANAGING DIRECTOR, STRATEGIC INITIATIVES

yes

10/2024

Oct 18, 2024

JONES, DOUG, EDWARD

PRESIDENT AND CHIEF MORTGAGE BANKING OFFICER

yes

03/2021

Mar 17, 2021

Oct 18, 2024

PENNYMAC FINANCIAL SERVICES, INC

Member

yes

11/2013

Mar 28, 2014

Oct 18, 2024

PENNYMAC FINANCIAL SERVICES, INC.

Shareholder

yes

11/2018

Mar 21, 2019

Oct 18, 2024

PEROTTI, DANIEL, STANLEY

SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER

yes

01/2021

Mar 17, 2021

Oct 18, 2024

PNMAC HOLDINGS, INC.

Member

yes

11/2018

Mar 21, 2019

Oct 18, 2024

PRIVATE NATIONAL MORTGAGE ACCEPTANCE COMPANY, LLC

PARENT COMPANY

yes

03/2008

Nov 22, 2011

Oct 18, 2024

SPECTOR, DAVID, ALAN

CHAIRMAN AND CHIEF EXECUTIVE OFFICER

yes

03/2008

Nov 22, 2011

Oct 18, 2024

STARK, DEREK, WILLIAM

SENIOR MANAGING DIRECTOR, CHIEF LEGAL OFFICER AND SECRETARY

yes

03/2015

Mar 26, 2015

Oct 18, 2024

ZANDPOUR, DERRICK

CHIEF COMPLIANCE OFFICER

yes

07/2019

Jul 15, 2019

Oct 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TOWNSGATE INSURANCE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

LAS VEGAS

United States

FORT WORTH

United States

Phoenix

United States

Plano

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 17, 2026

$21B

n/a

2024

Mar 14, 2025

$14B

n/a

2023

Mar 15, 2024

$13B

n/a

2022

Mar 15, 2023

$14B

n/a

2021

Mar 17, 2022

$14B

n/a

2020

Mar 17, 2021

$11B

n/a

2019

Mar 25, 2020

$12B

n/a

2018

Mar 21, 2019

$7.8B

n/a

2017

Mar 12, 2018

$5.6B

$16.9M

2016

Mar 29, 2017

$180M

n/a

$95.2M

2015

Mar 28, 2016

$233M

n/a

$151M

2014

Mar 26, 2015

$426M

n/a

$156M

2013

Mar 28, 2014

$560M

n/a

$217M

2012

Mar 28, 2013

$630M

n/a

$267M

2011

Mar 27, 2012

$729M

n/a

$349M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$21B

$14B

48.2%

$14B

15.3%