DFX Intelligence

P•••••• C• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

P•••••• C• W•••••••••

Advisor at S•••• H••• W••••• M••••••••• L••

GRAND PRAIRIE, TX | DALLAS, TX

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Search this name across graphsid dfx:ria:4d73e59f-0e14-c914-e6a4-53fbb9df16da

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• H••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 7, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• H••• W••••• M••••••••• L••	State registered	May 25, 2016	n/a	yes	DALLAS, TX\|GRAND PRAIRIE, TX	Current employment
L••••••••• W••••• A•••••••	Former SEC adviser	Jun 3, 2014	Jun 13, 2016	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••••• W••••• A•••••••	S•••• H••• W••••• M••••••••• L••	Jun 13, 2016	May 25, 2016	-19	Firm change	Other
N••••••••• M••••• I••••••••• S•••••••••	L••••••••• W••••• A•••••••	May 28, 2014	Jun 3, 2014

Relationships

Registered with (3)

→ S•••• H••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 25, 2016 to presentfactForm ADV
→ L••••••••• W••••• A•••••••Registered adviserregistration: previous registration
Jun 3, 2014 to Jun 13, 2016factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jun 4, 2012 to May 28, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d73e59f-0e14-c914-e6a4-53fbb9df16da
First observed: Jun 4, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.