DFX Intelligence

C•••••• P••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst42 years in industry

C•••••• P••••• B••••••

Advisor at M••••• W••••• M••••••••• L••

WESTWOOD, NJ | WAYNE, PA

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Search this name across graphsid dfx:ria:4d7c9e72-6862-7f7e-56c7-518c81702a2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Sep 2, 1993 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• P••••• B••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 31, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Jan 4, 2021	n/a	yes	WESTWOOD, NJ\|WAYNE, PA	Current employment
I••••••••• A•••••••• L••	Former SEC adviser	Jun 15, 2010	Jan 4, 2021	no	WAYNE, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A•••••••• L••	M••••• W••••• M••••••••• L••	Jan 4, 2021	Jan 4, 2021	0	Firm change	RIA to RIA
I••••••••• A••••••• I••	I••••••••• A•••••••• L••	Jul 9, 2010	Jun 15, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
153687:155649:PA:2021-01-04	Jan 4, 2021	Jan 4, 2021	WAYNE, PA	Firm change

Relationships

Registered with (3)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 4, 2021 to presentfactForm ADV
→ I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 15, 2010 to Jan 4, 2021factForm ADV
→ I••••••••• A••••••• I••Registered adviserregistration: previous registration
Sep 2, 1993 to Jul 9, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d7c9e72-6862-7f7e-56c7-518c81702a2e
First observed: Sep 2, 1993
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.