DFX Intelligence

J•••• P••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

J•••• P••• B•••••

Advisor at O•••• W•••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d9a248f-998a-332c-5507-cff368a48046

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 2, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Feb 1, 2024	n/a	yes	PERHAM, MN\|BAXTER, MN\|BISMARCK, ND	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	Feb 2, 2024	no	BISMARK, ND\|BAXTER, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• W••••• P•••••••	C••••• I••••••••• A••••••• L••	Feb 12, 2024	Jun 29, 2023	-228	Firm change after gap	RIA to ibd
C••••• I••••••••• A••••••• L••	O•••• W•••••• I•••	Feb 2, 2024	Feb 1, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
113074:105644:MN:2024-02-01	Feb 12, 2024	Jun 29, 2023	BAXTER, MN	Firm change after gap
13572:113074:MN:2023-06-29	Jun 29, 2023	Aug 16, 2016	PERHAM, MN	Firm change after gap
138509:13572:MN:2017-02-28	Feb 28, 2017	Mar 28, 2016	BAXTER, MN	Firm change after gap
29604:138509:MN:2016-04-07	Apr 7, 2016	Apr 3, 2012

Relationships

Registered with (6)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Feb 1, 2024 to presentfactForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Aug 16, 2016 to Feb 12, 2024factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Feb 2, 2024factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Feb 12, 2024
A•••••• firm change
J•••• P••• B••••• left A••••••••• W••••• P••••••• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)
Form ADVobserved 7 days ago
Occurred
Feb 2, 2024
A•••••• firm change
J•••• P••• B••••• left C••••• I••••••••• A••••••• L•• for O•••• W•••••• I••• (registered 2024-02-01)
Form ADVobserved 7 days ago
Occurred
Jun 29, 2023
A•••••• firm change
J•••• P••• B••••• left C••••• A•••••• N••••••• L•• for A••••••••• W••••• P••••••• (registered 2016-08-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d9a248f-998a-332c-5507-cff368a48046
First observed: Aug 2, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.