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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A P MANAGEMENT COMPANY III

A P MANAGEMENT COMPANY III INC., CRD 166549

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4da92c83-2ed1-b18f-454b-22c4a15467b2

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: Jun 20, 2013 to Mar 30, 2017
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A P Management Company III

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $228MItem 5.F on the latest filing (2017-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $228M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 10
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $210Mgross asset value as reported per fund; never fund size
Custody, client assets: $210M
SEC number: 801-78252
CRD: 166549
Filings on the tape: 6
First filed: Jun 20, 2013
Latest filed: Mar 30, 2017
Organised: Corporation, Maryland

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PATRIOT CAPITAL III SBIC, LP	Private Equity Fund	$201M	Mar 30, 2017	64	Mar 28, 2014	reported	n/a
PATRIOT CAPITAL III, L.P.	Private Equity Fund	$8.8M	Mar 30, 2017	1	Jun 20, 2013	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRYAN, CHARLES, ALAN	Principal	B	yes	07/2012	Jun 20, 2013	Mar 30, 2017
HOLLAND, THOMAS, OLIVER	TREASURER AND CHIEF COMPLIANCE OFFICER	B	yes	07/2012	Jun 20, 2013	Mar 30, 2017
MCCUSKER, CHARLES, PATRICK	Secretary	B	yes	07/2012	Jun 20, 2013	Mar 30, 2017
NEALE, THOMAS, MATTHEWS	Principal	B	yes	07/2012	Jun 20, 2013	Mar 30, 2017
ROYSTON, CHRIS, MICHAEL	President	B	yes	07/2012	Jun 20, 2013	Mar 30, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AP MANAGEMENT COMPANY	n/a	n/a	n/a	N	yes	n/a
BENGUR BRYAN & CO., INC.	n/a	n/a	n/a	N	yes	n/a
PATRIOT MANAGEMENT COMPANY	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	n/a	no
Chicago	IL	United States	n/a	no
Dallas	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 30, 2017	$228M	$228M	17	10	n/a	2	$210M
2015	Mar 23, 2016	$210M	$210M	16	10	n/a	2	$210M
2014	Mar 18, 2015	$175M	$175M	17	10	n/a	2	$175M
2013	Mar 28, 2014	$294M	$294M	15	10	n/a	2	$135M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$228M	$210M	8.8%	$294M	-8.1%	17	16	n/a	n/a

Relationships

Advises (2)

→ PATRIOT CAPITAL III, L.P.Private fundPrivate Equity Fund, IA
Jun 20, 2013 to presentfactForm ADV
→ PATRIOT CAPITAL III SBIC, LPPrivate fundPrivate Equity Fund, IA
Mar 28, 2014 to presentfactForm ADV

Controls (5)

← HOLLAND, THOMAS, OLIVEROwnerTREASURER AND CHIEF COMPLIANCE OFFICER, ownership code B, individual
Jun 20, 2013 to presentfactForm ADV
← ROYSTON, CHRIS, MICHAELOwnerPRESIDENT, ownership code B, individual
Jun 20, 2013 to presentfactForm ADV
← BRYAN, CHARLES, ALANOwnerPRINCIPAL, ownership code B, individual
Jun 20, 2013 to presentfactForm ADV
← MCCUSKER, CHARLES, PATRICKOwnerSECRETARY, ownership code B, individual
Jun 20, 2013 to presentfactForm ADV
← NEALE, THOMAS, MATTHEWSOwnerPRINCIPAL, ownership code B, individual
Jun 20, 2013 to presentfactForm ADV

Dated events

Occurred
Jun 20, 2013
First Form ADV filing
A P Management Company Iii filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4da92c83-2ed1-b18f-454b-22c4a15467b2
First observed: Jun 20, 2013
Last observed: Mar 30, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

A P MANAGEMENT COMPANY III

A P MANAGEMENT COMPANY III INC., CRD 166549

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4da92c83-2ed1-b18f-454b-22c4a15467b2

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PATRIOT CAPITAL III SBIC, LP

Private Equity Fund

$201M

Mar 30, 2017

Mar 28, 2014

reported

n/a

PATRIOT CAPITAL III, L.P.

Private Equity Fund

$8.8M

Mar 30, 2017

Jun 20, 2013

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRYAN, CHARLES, ALAN

Principal

yes

07/2012

Jun 20, 2013

Mar 30, 2017

HOLLAND, THOMAS, OLIVER

TREASURER AND CHIEF COMPLIANCE OFFICER

yes

07/2012

Jun 20, 2013

Mar 30, 2017

MCCUSKER, CHARLES, PATRICK

Secretary

yes

07/2012

Jun 20, 2013

Mar 30, 2017

NEALE, THOMAS, MATTHEWS

Principal

yes

07/2012

Jun 20, 2013

Mar 30, 2017

ROYSTON, CHRIS, MICHAEL

President

yes

07/2012

Jun 20, 2013

Mar 30, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AP MANAGEMENT COMPANY

n/a

yes

n/a

BENGUR BRYAN & CO., INC.

n/a

yes

n/a

PATRIOT MANAGEMENT COMPANY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Atlanta

United States

n/a

Chicago

United States

n/a

Dallas

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 30, 2017

$228M

n/a

$210M

2015

Mar 23, 2016

$210M

n/a

$210M

2014

Mar 18, 2015

$175M

n/a

$175M

2013

Mar 28, 2014

$294M

n/a

$135M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$228M

$210M

8.8%

$294M

-8.1%

n/a