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P•••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

P•••• G••••

P•••• G•••• MANAGER LLC, CRD 161388

NEW YORK, NY

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Search this name across graphsid dfx:ria:4db3d436-4442-5d05-2507-46bd459d3e02

Data as of Mar 28, 2013 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 1
Observed: Feb 10, 2012 to Mar 28, 2013
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••• G••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $285MItem 5.F on the latest filing (2013-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $285M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••• G•••• I• L•	Private Equity Fund	$63.4M	Mar 24, 2016	8	Feb 10, 2012	reported	n/a
P•••• G•••• L•	Private Equity Fund	$12.3M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••• H•••••• A•••••	Member	B	yes	06/2006	Feb 10, 2012	Mar 28, 2013
M••••••• P•••• M•	MEMBER, SENIOR VICE PRESIDENT, SECRETARY AND CCO	Na	yes	04/2003	Feb 10, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 28, 2013	$285M	$285M	7	5	n/a	2	$285M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$285M	n/a	n/a	n/a	n/a	7	n/a	n/a	n/a

Relationships

Advises (2)

→ P•••• G•••• L•Private fundPrivate Equity Fund, ERA
Feb 10, 2012 to presentfactForm ADV
→ P•••• G•••• I• L•Private fundPrivate Equity Fund, ERA
Feb 10, 2012 to presentfactForm ADV

Controls (5)

← L•••••• H•••••• A•••••OwnerMEMBER, ownership code B, individual
Feb 10, 2012 to presentfactForm ADV
← P••••••• R•••••• W•Owner

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4db3d436-4442-5d05-2507-46bd459d3e02
First observed: Feb 10, 2012
Last observed: Mar 28, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.