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RIA / WealthAdvisorCertified Financial Planner27 years in industry

RICHARD EGAN

Advisor at CADENCE WEALTH MANAGEMENT, LLC

SEATTLE, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CADENCE WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 5, 1998
First registration: Jan 16, 2001
Dual registered: no
Other names: RICHARD KAREL MALOVANY|RICHARD KAREL MALOVANY|RICHARD KAREL EAGAN|RICHARD EGAN|RICHARD EGAN VONROTBERG|RICHARD KAREL EGAN
IAPD individual key: 3127649

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CADENCE WEALTH MANAGEMENT, LLC	State registered	Aug 30, 2011	n/a	yes	SEATTLE, WA	Current employment
KIBBLE & PRENTICE HOLDING COMPANY	Former SEC adviser	Apr 6, 2010	Aug 31, 2011	no	SEATTLE, WA	Previous registration
RA BENCH, INC	n/a	Sep 4, 2006	Mar 22, 2010	no	SEATTLE, WA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 28, 2004	Jul 12, 2005	no	OAKLAND, CA	Previous registration
WS GRIFFITH SECURITIES, INC.	n/a	Jan 16, 2001	Jun 9, 2004	no	WALNUT CREEK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KIBBLE & PRENTICE HOLDING COMPANY	CADENCE WEALTH MANAGEMENT, LLC	Aug 31, 2011	Aug 30, 2011	-1	Firm change	Other
RA BENCH, INC	KIBBLE & PRENTICE HOLDING COMPANY	Mar 22, 2010	Apr 6, 2010	15	Firm change	Other
LPL FINANCIAL LLC	RA BENCH, INC	Jul 12, 2005	Sep 4, 2006	419	Firm change after gap	Other
WS GRIFFITH SECURITIES, INC.	LPL FINANCIAL LLC	Jun 9, 2004	May 28, 2004	-12	Firm change	Other

Relationships

Registered with (5)

→ CADENCE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 30, 2011 to presentfactForm ADV
→ KIBBLE & PRENTICE HOLDING COMPANYRegistered adviserregistration: previous registration
Apr 6, 2010 to Aug 31, 2011factForm ADV
→ RA BENCH, INCRegistered adviserregistration: previous registration
Sep 4, 2006 to Mar 22, 2010factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 28, 2004 to Jul 12, 2005factForm ADV
→ WS GRIFFITH SECURITIES, INC.Registered adviserregistration: previous registration
Jan 16, 2001 to Jun 9, 2004factForm ADV

Dated events

No dated event names this entity yet.