DFX Intelligence

G•••••• A•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

G•••••• A•••• B•••

Advisor at M•• I•••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:4dbc82a7-dd0d-3218-adfb-3cbd6e9ed6a7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 27, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jun 14, 2021	n/a	yes	Woodbury, NY\|Westhampton Beach, NY\|Huntington, NY	Current employment
O•••• F•• I•••	Former SEC adviser	Jan 19, 2000	Mar 17, 2003	no	SYOSSET, NY\|JERICHO, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	M•• I•••••••• S•••••••• L••	Mar 17, 2003	Jun 14, 2021	6,664	Firm change after gap	Other

Relationships

Registered with (2)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 14, 2021 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 19, 2000 to Mar 17, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4dbc82a7-dd0d-3218-adfb-3cbd6e9ed6a7
First observed: Jan 19, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.