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S••••••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••••••• A•••• M••••••••• L••

CRD 288535

S•••••••••, MN

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Search this name across graphsid dfx:ria:4de74262-8f31-a5e1-8f29-38059f446dcc

Data as of Jul 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 3
Observed: Jun 22, 2020 to Jul 29, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S••••••••• A•••• M••••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

S••••••••• A•••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

S••••••••• A•••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $701MItem 5.F on the latest filing (2026-07-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $701M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L••••••••• C••••••••• F••• 2• L•	Private Equity Fund	$476M	Jul 10, 2024	44	Mar 4, 2021	reported	021-377272
L••••••••• C••••••••• F••• 1• L•	Private Equity Fund	$22.6M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••• I••••••••• L••	Member	E	yes	03/2017	Jun 22, 2020	Jul 10, 2024
M•••• L•••• M•••••••	SOLE MEMBER	E	yes	11/2016	Jun 22, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••••• G••• L••	n/a	n/a	n/a	N	yes	n/a
S••••••••• G••• L••	n/a	n/a	n/a	N	yes	n/a
S••••••••• L••• G•• L••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$701M	$633M	10.7%	$567M	7.3%	16	10	0	0

Relationships

Advises (3)

→ L••••••••• S••••• L••••• H•••••••• L•Private fundPrivate Equity Fund, IA
Mar 24, 2020 to presentfactForm ADV
→ L••••••••• C••••••••• F••• 1• L•Private fundPrivate Equity Fund, IA
Jun 1, 2018 to presentfactForm ADV
→ L••••••••• C••••••••• F••• 2• L•Private fundPrivate Equity Fund, IA
Mar 4, 2021 to presentfactForm ADV

Controls (3)

Dated events

Occurred
Jul 10, 2024
Control person left
Andrew Richard Buckland (Chief Compliance Officer And Chief Operating Officer) no longer on Schedule A of S••••••••• A•••• M••••••••• L•• (listed 2024-03-26, absent 2024-07-10)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2024
Control person joined
Richard Nicholas Olson (Chief Financial Officer) appeared on Schedule A of S••••••••• A•••• M••••••••• L••
Form ADVobserved 6 days ago
Occurred
Mar 23, 2023
Regulatory AUM changed
S••••••••• A•••• M••••••••• L•• reported RAUM $567.0M, down 27% from $774.7M (2022-03-03 to 2023-03-23)
Form ADVobserved 6 days ago
$-208M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4de74262-8f31-a5e1-8f29-38059f446dcc
First observed: Jun 22, 2020
Last observed: Jul 29, 2026 55 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.