DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RBC CAPITAL MARKETS, LLC
HOUSTON, TX | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jan 8, 2026 | n/a | yes | Houston, TX|HOUSTON, TX | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Jan 25, 2019 | Jan 20, 2026 | no | MILWAUKEE, WI|Houston, TX|Houston, TX|Houston, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | RBC CAPITAL MARKETS, LLC | Jan 20, 2026 | Jan 8, 2026 | -12 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8158:31194:TX:2026-01-20 | Jan 20, 2026 | Jan 8, 2026 | HOUSTON, TX | Firm change |