DFX Intelligence

J••••• F•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J••••• F•••• G••••••

Advisor at L•• E••••••••• L••

I•••••••••, OH

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Search this name across graphsid dfx:ria:4dfaca3c-0d81-fec1-1d82-65e0eb9e9ccb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	n/a	yes	I•••••••••, OH	Current employment
P•••• S••••••••• L••	No RAUM reported	Sep 28, 2021	Nov 14, 2024	no	Mayfield, OH\|COLUMBUS, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
I••••••••• W••••• A•••••••• L••	P•••• S••••••••• L••	Jul 12, 2021	Sep 28, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
157423:306236:NC:2020-04-09	Apr 9, 2020	Jan 26, 2020	CORNELIUS, NC	Firm change after gap

Relationships

Registered with (7)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Sep 28, 2021 to Nov 14, 2024factForm ADV
→ I••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 26, 2020 to Jul 12, 2021factForm ADV
→ A•••••••• C•••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4dfaca3c-0d81-fec1-1d82-65e0eb9e9ccb
First observed: Mar 17, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.