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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

DAVID EDWARD ASTORR

Advisor at WILMINGTON CAPITAL SECURITIES, LLC

GARDEN CITY, NY | East Hampton, NY

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Search this name across graphsid dfx:ria:4dfc82b1-9add-9756-e4c4-091c0abb0c37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WILMINGTON CAPITAL SECURITIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 21, 2009
First registration: Aug 26, 2010
Dual registered: yes, broker-dealer
Other names: DAVID E ASTORR
IAPD individual key: 2238818

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WILMINGTON CAPITAL SECURITIES, LLC	Independent wealth	Dec 16, 2015	n/a	yes	East Hampton, NY\|GARDEN CITY, NY\|GARDEN CITY, NY	Current employment
CL WEALTH MANAGEMENT LLC	Independent wealth	Mar 14, 2013	Dec 26, 2013	no	SCHAUMBURG, IL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 10, 2012	Feb 19, 2013	no	EAST HAMPTON, NY	Previous registration
POTOMAC RESEARCH GROUP	n/a	Aug 26, 2010	Jun 14, 2012	no	NEW YORK, NY\|WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CL WEALTH MANAGEMENT LLC	WILMINGTON CAPITAL SECURITIES, LLC	Dec 26, 2013	Dec 16, 2015	720	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CL WEALTH MANAGEMENT LLC	Feb 19, 2013	Mar 14, 2013	23	Firm change	Other
POTOMAC RESEARCH GROUP	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 14, 2012	Oct 10, 2012	118	Firm change	Other

Relationships

Registered with (4)

→ WILMINGTON CAPITAL SECURITIES, LLCRegistered adviserregistration: current employment
Dec 16, 2015 to presentfactForm ADV
→ CL WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 14, 2013 to Dec 26, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Oct 10, 2012 to Feb 19, 2013factForm ADV
→ POTOMAC RESEARCH GROUPRegistered adviserregistration: previous registration
Aug 26, 2010 to Jun 14, 2012factForm ADV

Dated events

No dated event names this entity yet.