DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
Walnut Creek, CA | San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Apr 1, 2021 | n/a | yes | San Francisco, CA|Walnut Creek, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 15, 2010 | Aug 12, 2019 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 8, 2008 | Aug 7, 2009 | no | CINCINNATI, OH|HYANNIS, MA|SAN FRANCISCO, CA|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Aug 12, 2019 | Apr 1, 2021 | 598 | Firm change after gap | Ibd to wirehouse |
| UBS FINANCIAL SERVICES INC. | CITIGROUP GLOBAL MARKETS INC. | Aug 7, 2009 | Jun 15, 2010 | 312 | Firm change | Other |