DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SPINNER ASSET MANAGEMENT, LLC

CRD 138163

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e035a62-3036-f443-e586-78a37af81b75

Data as of Apr 2, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Apr 2, 2013
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $40.0MItem 5.F on the latest filing (2013-04-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $40.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Accounts: 3
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $15.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $25.0M
SEC number: 801-65607
CRD: 138163
Filings on the tape: 4
First filed: Mar 30, 2012
Latest filed: Apr 2, 2013
Organised: Limited Liability Company, New York

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SPINNER GLOBAL TECHNOLOGY FUND, LTD.	Hedge Fund	$153M	Jul 9, 2012	51	Mar 30, 2012	reported	n/a
CLOVER STREET FUND, LP	Hedge Fund	$15.0M	Apr 2, 2013	15	Mar 30, 2012	reported	021-124890
S.T. AGGRESSIVE GROWTH FUND, LTD	Hedge Fund	$7.0M	Jul 9, 2012	1	Mar 30, 2012	reported	n/a
S.T. AGGRESSIVE GROWTH FUND, LP	Hedge Fund	$3.2M	Jul 9, 2012	7	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SPINNER, ARTHUR, CHARLES	FOUNDER AND PORTFOLIO MANAGER	E	yes	01/1999	Mar 30, 2012	Apr 2, 2013
DELUCA, STEVEN, CHARLES	DIRECTOR OF RESEARCH, PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER	Na	no	01/2000	Mar 30, 2012	Apr 2, 2013
REALE, DAVID, C	PORTFOLIO MANAGER	Na	no	03/2011	Mar 30, 2012	Apr 2, 2013

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN MATEO	CA	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Apr 2, 2013	$40.0M	$40.0M	3	2	n/a	1	$15.0M
2011	Mar 30, 2012	$384M	$384M	n/a	n/a	n/a	4	$176M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$40.0M	$384M	-89.6%	n/a	n/a	3	n/a	n/a	n/a

Relationships

Advises (4)

→ CLOVER STREET FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ SPINNER GLOBAL TECHNOLOGY FUND, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ S.T. AGGRESSIVE GROWTH FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ S.T. AGGRESSIVE GROWTH FUND, LTDPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Owns (2)

← DELUCA, STEVEN, CHARLESOwnerDIRECTOR OF RESEARCH, PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← REALE, DAVID, COwnerPORTFOLIO MANAGER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Controls (1)

← SPINNER, ARTHUR, CHARLESOwnerFOUNDER AND PORTFOLIO MANAGER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e035a62-3036-f443-e586-78a37af81b75
First observed: Mar 30, 2012
Last observed: Apr 2, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPINNER ASSET MANAGEMENT, LLC

CRD 138163

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e035a62-3036-f443-e586-78a37af81b75

Data as of Apr 2, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SPINNER GLOBAL TECHNOLOGY FUND, LTD.

Hedge Fund

$153M

Jul 9, 2012

Mar 30, 2012

reported

n/a

CLOVER STREET FUND, LP

Hedge Fund

$15.0M

Apr 2, 2013

Mar 30, 2012

reported

021-124890

S.T. AGGRESSIVE GROWTH FUND, LTD

Hedge Fund

$7.0M

Jul 9, 2012

Mar 30, 2012

reported

n/a

S.T. AGGRESSIVE GROWTH FUND, LP

Hedge Fund

$3.2M

Jul 9, 2012

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SPINNER, ARTHUR, CHARLES

FOUNDER AND PORTFOLIO MANAGER

yes

01/1999

Mar 30, 2012

Apr 2, 2013

DELUCA, STEVEN, CHARLES

DIRECTOR OF RESEARCH, PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER

01/2000

Mar 30, 2012

Apr 2, 2013

REALE, DAVID, C

PORTFOLIO MANAGER

03/2011

Mar 30, 2012

Apr 2, 2013

City

State

Country

Employees

Also broker-dealer

SAN MATEO

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Apr 2, 2013

$40.0M

n/a

$15.0M

2011

Mar 30, 2012

$384M

n/a

$176M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$40.0M

$384M

-89.6%

n/a