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J••••• S•••••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

J••••• S•••••••• S••••••••

Advisor at G••••• W••••• M••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:4e0d0e20-3737-4ab0-b8c7-9f8551b1c00e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Jan 4, 2026	n/a	yes	BOULDER, CO\|DENVER, CO\|Wheat Ridge, CO	Current employment
F•••• A••••• S••••••••• I•••	Former SEC adviser	Mar 26, 2004	Jan 4, 2006	no	DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• J••••• S• • A••••••••• I••	F•••• A••••• S••••••••• I•••	Feb 27, 2023	Mar 26, 2004	-6,912	Firm change after gap	Other
F•••• A••••• S••••••••• I•••	G••••• W••••• M••••••••• I•••	Jan 4, 2006	Jan 4, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
107609:32444:CO:2023-02-27	Feb 27, 2023	Mar 26, 2004	DENVER, CO	Firm change after gap

Relationships

Registered with (3)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 4, 2026 to presentfactForm ADV
→ S•••••••• J••••• S• • A••••••••• I••Registered adviserregistration: previous registration
Jan 1, 1999 to Feb 27, 2023factForm ADV
→ F•••• A••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 26, 2004 to Jan 4, 2006factForm ADV

Dated events

Occurred
Feb 27, 2023
Advisor changed firm
J••••• S•••••••• S•••••••• left S•••••••• J••••• S• • A••••••••• I•• for F•••• A••••• S••••••••• I••• (registered 2004-03-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e0d0e20-3737-4ab0-b8c7-9f8551b1c00e
First observed: Jan 1, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.