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S•••••• E••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

S•••••• E••••• B••••

Advisor at J•••• F•••••••• S•••••••

BALTIMORE, MD

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Search this name across graphsid dfx:ria:4e0f22da-1624-af1b-7f9f-96467041e56f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••• F•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J•••• F•••••••• S•••••••	Independent wealth	Jan 27, 2022	n/a	yes	BALTIMORE, MD	Current employment
L•••• A••••• • C•• L••	Asset manager	Jul 18, 2008	Oct 20, 2014	no	JERSEY CITY, NJ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• A••••• • C•• L••	J•••• F•••••••• S•••••••	Oct 20, 2014	Jan 27, 2022	2,656	Firm change after gap	Other

Relationships

Registered with (2)

→ J•••• F•••••••• S•••••••Registered adviserregistration: current employment
Jan 27, 2022 to presentfactForm ADV
→ L•••• A••••• • C•• L••Registered adviserregistration: previous registration
Jul 18, 2008 to Oct 20, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e0f22da-1624-af1b-7f9f-96467041e56f
First observed: Jul 18, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.