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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

JEANNIE TEMPLE MAINLAND

Advisor at LPL ENTERPRISE, LLC

SAN JOSE, CA

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Search this name across graphsid dfx:ria:4e198889-b1f2-a71d-0162-63f326789b57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 8, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 3, 2010
First registration: Oct 8, 2010
Dual registered: yes, broker-dealer
Other names: JEANNIE NALE|JEANNIE FARINSKY|JEANNIE MAINLAND|JEANNIE TEMPLE PARKER
IAPD individual key: 5844625

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	SAN JOSE, CA	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Oct 24, 2018	Nov 14, 2024	no	SAN JOSE, CA\|PASO ROBLES, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Oct 11, 2018	no	San Jose, CA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 27, 2012	Mar 25, 2017	no	WALNUT CREEK, CA\|SAN JOSE, CA	Previous registration
INVESTMENT ADVISORS INTERNATIONAL, INC.	n/a	Oct 8, 2010	Nov 14, 2011	no	SAN JOSE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
MML INVESTORS SERVICES, LLC	PRUCO SECURITIES, LLC	Oct 11, 2018	Oct 24, 2018	13	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
INVESTMENT ADVISORS INTERNATIONAL, INC.	MSI FINANCIAL SERVICES, INC.	Nov 14, 2011	Mar 27, 2012	134	Firm change	Other

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 24, 2018 to Nov 14, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Oct 11, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 27, 2012 to Mar 25, 2017factForm ADV
→ INVESTMENT ADVISORS INTERNATIONAL, INC.Registered adviserregistration: previous registration
Oct 8, 2010 to Nov 14, 2011factForm ADV

Dated events

No dated event names this entity yet.