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Advisor at WELLS FARGO ADVISORS
HINSDALE, IL | OAK BROOK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 19, 2020 | n/a | yes | OAK BROOK, IL|HINSDALE, IL | Current employment |
| EDWARD JONES | National bd RIA | May 21, 2013 | Mar 19, 2020 | no | AURORA, IL|ST LOUIS, MO|HINSDALE, IL|HINSDALE, IL|DOWNERS GROVE, IL|HINSDALE, IL | Previous registration |
| CURI CAPITAL, LLC | Independent wealth | May 5, 2011 | Apr 18, 2013 | no | CHICAGO, IL | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Sep 24, 2002 | Jan 13, 2011 | no | PHOENIX, AZ|MINNEAPOLIS, MN|FORT LAUDERDALE, FL|OAKBROOK TERRACE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | WELLS FARGO ADVISORS | Mar 19, 2020 | Mar 19, 2020 | 0 | Firm change | Ibd to wirehouse |
| CURI CAPITAL, LLC | EDWARD JONES | Apr 18, 2013 | May 21, 2013 | 33 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | CURI CAPITAL, LLC | Jan 13, 2011 | May 5, 2011 | 112 | Firm change | Other |