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Advisor at LPL FINANCIAL LLC
CINCINNATI, OH | Cincinnati, OH | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 5, 2023 | n/a | yes | CINCINNATI, OH|SAN DIEGO, CA|Cincinnati, OH | Current employment |
| COORDINATED CAPITAL SECURITIES, INC. | Independent wealth | Feb 24, 2019 | Jul 5, 2023 | no | CINCINNATI, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | May 23, 2016 | Feb 22, 2019 | no | Cincinnati, OH | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | May 28, 2013 | Jun 2, 2016 | no | ALEXANDRIA, KY|COLD SPRING, KY|CINCINNATI, OH|CINCINNATI, OH|CINCINNATI, OH|CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COORDINATED CAPITAL SECURITIES, INC. | LPL FINANCIAL LLC | Jul 5, 2023 | Jul 5, 2023 | 0 | Firm change | RIA to ibd |
| MORGAN STANLEY | COORDINATED CAPITAL SECURITIES, INC. | Feb 22, 2019 | Feb 24, 2019 | 2 | Firm change | Wirehouse to RIA |
| PNC WEALTH MANAGEMENT | MORGAN STANLEY | Jun 2, 2016 | May 23, 2016 | -10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 14762:6413:OH:2023-07-05 | Jul 5, 2023 | Jul 5, 2023 | CINCINNATI, OH | Firm change |