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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

VIRGIL JOHN THRELKELD

Advisor at LPL FINANCIAL LLC

ALAMO, CA | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:4e21a17f-8bdd-2dbc-4fe3-33e7465cfc21

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 23, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 3, 1997
First registration: Nov 23, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 2811386

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 21, 2025	n/a	yes	ALAMO, CA\|NEWPORT BEACH, CA\|ALAMO, CA	Current employment
ADVANTAGE WEALTH ADVISORS	Former SEC adviser	Oct 5, 2015	May 30, 2025	no	ALAMO, CA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Apr 2, 2015	no	ALAMO, CA	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Oct 8, 2007	Jul 2, 2012	no	SAN DIEGO, CA\|ALAMO, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 9, 2004	Sep 14, 2007	no	OROVILLE, CA\|WALNUT CREEK, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 30, 2002	Oct 30, 2003	no	WALNUT CREEK, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 23, 1998	Sep 5, 2002	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVANTAGE WEALTH ADVISORS	LPL FINANCIAL LLC	May 30, 2025	May 21, 2025	-9	Firm change	RIA to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	ADVANTAGE WEALTH ADVISORS	Apr 2, 2015	Oct 5, 2015	186	Firm change	Other
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 2, 2012	Jul 2, 2012	0	Bulk transfer	Other
CETERA ADVISOR NETWORKS LLC	FIRST ALLIED SECURITIES, INC.	Sep 14, 2007	Oct 8, 2007	24	Firm change	Other
UBS FINANCIAL SERVICES INC.	CETERA ADVISOR NETWORKS LLC	Oct 30, 2003	Sep 9, 2004	315	Firm change	Other
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Sep 5, 2002	Aug 30, 2002	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
280028:6413:CA:2025-05-30	May 30, 2025	May 21, 2025	ALAMO, CA	Firm change
137888:280028:CA:2015-04-02	Apr 2, 2015	Oct 5, 2015	ALAMO, CA	Firm change

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 21, 2025 to presentfactForm ADV
→ ADVANTAGE WEALTH ADVISORSRegistered adviserregistration: previous registration
Oct 5, 2015 to May 30, 2025factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Apr 2, 2015factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Oct 8, 2007 to Jul 2, 2012factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 9, 2004 to Sep 14, 2007factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 30, 2002 to Oct 30, 2003factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 23, 1998 to Sep 5, 2002factForm ADV

Dated events

Occurred
May 30, 2025
Advisor changed firm
Virgil John Threlkeld left Advantage Wealth Advisors for Lpl Financial Llc (registered 2025-05-21)
Form ADVobserved 5 days ago