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Q••••••••• C•••••• G•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

Q••••••••• C•••••• G•••

CRD 300208

KIEL

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Search this name across graphsid dfx:ria:4e25029c-b815-cdb9-55e6-717481647d68

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 19, 2019 to Mar 28, 2024
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $16.0MItem 5.F on the latest filing (2024-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $16.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••••• T•••••• N••	Owner	B	no	11/2010	Jun 19, 2019	Mar 28, 2024
M•••••• M••••••• N••	Owner	B	no	11/2010	Jun 19, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$16.0M	$3.5M	357.1%	n/a	n/a	4	4	1	1

Relationships

Owns (3)

← T•••••• S•••••• N••OwnerOWNER, ownership code D, individual
Jun 19, 2019 to presentfactForm ADV
← L•••••••• T•••••• N••OwnerOWNER, ownership code B, individual
Jun 19, 2019 to presentfactForm ADV
← M•••••• M••••••• N••OwnerOWNER, ownership code B, individual
Jun 19, 2019 to presentfactForm ADV

Affiliated with (1)

← Q••••••••• G•••Registered adviserother investment adviser, bank, common control

Dated events

Occurred
May 2, 2025
Left the SEC roster
Q••••••••• C•••••• G••• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $16.0M)
Form ADVobserved 7 days ago
$16.0M
Occurred
Jun 19, 2019
First Form ADV filing
Q••••••••• C•••••• G••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e25029c-b815-cdb9-55e6-717481647d68
First observed: Jun 19, 2019
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.