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M•••••• S•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

M•••••• S•••• L••••

Advisor at A••••• F•••••••• P•••••••• I•••

CANFIELD, OH | DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:4e2572fd-097c-1378-2705-54e9643d6ed1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 6, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• P•••••••• I•••	Independent wealth	Feb 18, 2025	n/a	yes	CANFIELD, OH\|DOWNERS GROVE, IL	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Oct 11, 2024	Mar 7, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	A••••• F•••••••• P•••••••• I•••	Mar 7, 2025	Feb 18, 2025	-17	Firm change	Ibd to RIA
A••••••• P••••••••• A•••••••• I••	O•••• W•••••• I•••	Oct 11, 2024

Relationships

Registered with (5)

→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Feb 18, 2025 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Oct 11, 2024 to Mar 7, 2025factForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 19, 2007 to Oct 11, 2024factForm ADV
→ Q•••••• A•••• M••••••••• I•••

Dated events

Occurred
Mar 7, 2025
Advisor changed firm
M•••••• S•••• L•••• left O•••• W•••••• I••• for A••••• F•••••••• P•••••••• I••• (registered 2025-02-18)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e2572fd-097c-1378-2705-54e9643d6ed1
First observed: Oct 6, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.